Nov 11 Webinar: How New PPP Guidance From The SBA Could Impact M&A

Updated: Nov 24, 2020

Boustead's CD-Based Robert Rubin Presents: 'How New PPP Guidance From The SBA Could Impact Mergers and Acquisitions' Hosted by Octane's Ignite Series

On Wednesday, November 11th, Boustead Securities, LLC's ("Boustead"), Washington, DC-based Senior Managing Director, Robert N. Rubin, leads the Octane Ignite Series webinar:

How New Guidance From The SBA Could Impact M&A

Wednesday, November 11 12:00 PM—12:45 PM PT

PPP loans have been a lifeline for many businesses during the current economic downturn caused by the Covid-19 pandemic. Many PPP loan recipients are still experiencing financial distress and are grappling with what the future may hold. We are seeing a marked pick up in owners of businesses with revenues of $10-50 million across a wide array of industry segments, who are now seriously considering a sale as the best path to maximize and realize enterprise value.

New guidance from the SBA regarding PPP loan recipients could potentially add time and complexity to the M&A process. These requirements need to be understood early in the transaction process by both buyers and sellers to avoid the potential for undermining the goals of both parties.

About Robert N. Rubin

Robert Rubin joined Boustead as Senior Managing Director in 2020 and has over 35 years of experience in Mergers and Acquisitions, the last 25 of which have been specifically focused on the technical services marketplace including Aerospace, Defense and Government contracting in the Washington DC Metropolitan area. In addition to his background in M&A, he has extensive experience in corporate finance and development with public and privately held companies. He has been involved in more than 40 transactions worldwide, and served as President of the National Capital Chapter and on the International Board of Directors for ACG. Robert is a FINRA registered representative and holds series 7, 24, 63, 79 and 99 licenses. For more information on M&A's contact: Robert Rubin (301) 537-8221 Robert.Rubin@boustead1828.com

About Boustead Securities, LLC

Boustead Securities, LLC (“Boustead”) is an investment banking firm that executes and advises on IPOs, mergers and acquisitions, capital raises and restructuring assignments in a wide array of industries, geographies and transactions, for a broad client base. Boustead’s core value proposition is the ability to create opportunity through innovative solutions and tenacious execution. With experienced professionals in the United States, Boustead’s team moves quickly and provides a broad spectrum of sophisticated financial advice and services. Boustead is a majority owned subsidiary of Boustead & Company Limited, a diversified non-bank financial institution. For more information, please visit www.boustead1828.com.

Forward-Looking Statements

This document contains forward-looking statements. In addition, from time to time, we or our representatives may make forward-looking statements orally or in writing. We base these forward-looking statements on our expectations and projections about future events, which we derive from the information currently available to us. Such forward-looking statements relate to future events or our future performance, including: our financial performance and projections; our growth in revenue and earnings; and our business prospects and opportunities. You can identify forward-looking statements by those that are not historical in nature, particularly those that use terminology such as “may,” “should,” “expects,” “anticipates,” “contemplates,” “estimates,” “believes,” “plans,” “projected,” “predicts,” “potential,” or “hopes” or the negative of these or similar terms. In evaluating these forward-looking statements, you should consider various factors, including: our ability to change the direction of the Company; our ability to keep pace with new technology and changing market needs; and the competitive environment of our business. These and other factors may cause our actual results to differ materially from any forward-looking statement. Forward-looking statements are only predictions. The forward-looking events discussed in this document and other statements made from time to time by us or our representatives, may not occur, and actual events and results may differ materially and are subject to risks, uncertainties and assumptions about us. We are not obligated to publicly update or revise any forward-looking statement, whether as a result of uncertainties and assumptions, the forward-looking events discussed in this document and other statements made from time to time by us or our representatives might not occur.

Boustead Opens Las Vegas Office, Welcomes Three New Representatives

Boustead Securities, LLC (“Boustead”) is pleased to announce the addition of its Las Vegas office and welcomes three seasoned professionals to the team, including Greg Yankovsky, Philip Peredo, and Princess Viray.

Greg Yankovsky

Greg.Yankovsky@boustead1828.com

Greg Yankovsky joined Boustead Securities, LLC in 2020 as Senior Managing Director. Born and raised in Japan, Greg came to the U.S. at age 18 and is a U.S. Air Force veteran.

Greg, based in Las Vegas, began his securities work at Bateman Eichler Hill Richards. From 1985 until 1995, Greg worked in branch management at Paine Webber. In 1995, Greg transitioned into independent production, working in clearing through Bear Stearns, Fidelity and Pershing. Other firms Greg has worked with include Capital Bay Securities, Roundhill Securities, Genesis Merchant Group Securities, National Securities, and McNally Financial.

Greg received his BA from Stanford University in 1969 and has a working knowledge of Japanese and Russian.

Holds FINRA Series 4, 7, 9, 24 and 63 licenses.

Philip Peredo

Philip.Peredo@boustead1828.com

Philip Peredo is a Managing Director of Boustead Securities, LLC and Sutter Securities, Inc. and is based in Las Vegas, Nevada. Prior to Boustead and Sutter, Phil was a Financial Advisor at Merrill Lynch. Phil is also an investor in the entertainment and hospitality industries in Las Vegas and Southern California.

Originally from the New York City area, Phil operated an offshore outsourcing and procurement business for several years. He has also spent time in the non-profit world as a Director at Goodwill Industries. Prior to this, Phil worked in the Procurement Office of the law firm of O'Melveny & Myers. Phil spent his early career in government and electoral politics prior to entering the business world as a Congressional Staffer, elected official, and White House Intern. Phil enjoys stand-up comedy and playing tennis in his free time.

Holds FINRA Series 7 and 66 licenses.

Princess Viray

Princess.Viray@boustead1828.com

Princess joins Boustead Securities as a Managing Director. She began her career at Merrill Lynch Wealth Management after 15 years as an academic researcher and higher education leader at the University of Vermont. Prior to acquiring her FINRA licenses at Merrill Lynch Wealth Management, she developed and led a $15 million international Pre-Master’s program to recruit students from China, Indonesia, Bangladesh, Iran, and Korea.

She is a published academic scholar and author of two books, and several articles. During her doctoral studies she was asked to be a global cultural bearer within the Ilokano ethnolinguistic indigenous hand-tap tattooing community.

Her combination of interdisciplinary leadership and her knowledge of global communities and their markets positioned her to enter the financial industry as a trusted advisor to higher education faculty leadership and researchers, global cultural arts equity groups, and institutional business development consultant.

Princess is a graduate from the University of Vermont with degrees in Social Work and Interdisciplinary Studies and has completed her doctoral studies in Education Leadership and Policy. Holds FINRA Series SIE and 7 licenses.

About Boustead Securities, LLC

CAUTIONARY STATEMENT CONCERNING FORWARD LOOKING STATEMENTS This document contains forward-looking statements. In addition, from time to time, we or our representatives may make forward-looking statements orally or in writing. We base these forward-looking statements on our expectations and projections about future events, which we derive from the information currently available to us. Such forward-looking statements relate to future events or our future performance, including: our financial performance and projections; our growth in revenue and earnings; and our business prospects and opportunities. You can identify forward-looking statements by those that are not historical in nature, particularly those that use terminology such as “may,” “should,” “expects,” “anticipates,” “contemplates,” “estimates,” “believes,” “plans,” “projected,” “predicts,” “potential,” or “hopes” or the negative of these or similar terms. In evaluating these forward-looking statements, you should consider various factors, including: our ability to change the direction of the Company; our ability to keep pace with new technology and changing market needs; and the competitive environment of our business. These and other factors may cause our actual results to differ materially from any forward-looking statement. Forward-looking statements are only predictions. The forward-looking events discussed in this document and other statements made from time to time by us or our representatives, may not occur, and actual events and results may differ materially and are subject to risks, uncertainties and assumptions about us. We are not obligated to publicly update or revise any forward-looking statement, whether as a result of uncertainties and assumptions, the forward-looking events discussed in this document and other statements made from time to time by us or our representatives might not occur.

Boustead Securities is a Proud Sponsor of Octane's MedTech Innovation Forum 2020

Boustead Securities, LLC ("Boustead"), is proud to sponsor and participate in Octane's MedTech Innovation Forum, now a digital experience taking place October 27th - October 30th.

The 2020 MedTech Innovation Forum will focus on what's ahead in 2021 and beyond for the medtech landscape. Discussions and keynotes will focus on innovations and changes that have occurred resulting from the current environment.

Panelists will cover topics such as telehealth, elective surgery, and regenerative medicine. Explore these topics with industry experts and entrepreneurs who are re-examining the status quo.

REGISTER HERE

Boustead's Keith Moore Leads MedTech

'Breakfast With Experts' on October 29th

On October 29th at 8am PT, Keith hosts a MedTech 'Breakfast with Experts' discussing “SPACs: The Inside Story”.

SPACs: The Inside Story Thursday, October 29, 2020 8am Pacific REGISTER HERE

Breakfast with Experts is where MedTech Innovation Forum attendees can digitally engage with business leaders and experts in a small-group online setting. Register now and reserve your place at Breakfast with Experts.

Boustead's Alberto Libanori Guest Speaker on MedTech Panel, "Preparing for a Liquidity Event: How to Avoid Obstacles?" on October 30th

Join Boustead's Alberto Libanori at MedTech on Friday, October 30th, for the panel, "Preparing for a Liquidity Event: How to Avoid Obstacles?"

The panel will address how to avoid strategic pitfalls that can occur around misalignment between a company’s goals and possible exit opportunities.

Preparing for a Liquidity Event: How to Avoid Obstacles?

Friday, October 30, 2020

10:15 – 11:00 am PST

REGISTER HERE

Zachary Myers, Partner, Wilson Sonsini (Moderator) Alberto Libanori, Senior Advisor, Boustead Securities Paul Tobin, General Partner, Elevation Fund & President Octane, Enterprise Solutions

Octane Enterprise Solutions (OES)

Octane Enterprise Solutions (OES) Octane’s newest entity, Octane Enterprise Solutions (OES), is a for-profit subsidiary committed to furthering Octane’s mission of creating 55,000+ jobs in Southern California by 2030. OES has assembled third party resources to provide operational expertise to small, mid-market and large/mature companies as a key part of the overall Octane ecosystem. OES leverages relationships with their vetted provider network to offer access to best in class services and pricing through strategic introductions, which is provided at no cost to the companies. This includes Boustead Securities, which is offering investment bank services for Octane members.

About Octane: Octane is building the SoCal of Tomorrow by connecting people, resources and capital to fuel technology growth in Southern California. Octane has helped more than 800 companies via the LaunchPad™ SBDC accelerator. LaunchPad™ companies have received more than $2.4 billion in investment and equity exits. For more information, please visit www.octaneoc.org. About Boustead Securities, LLC Boustead Securities, LLC (“Boustead”) is an investment banking firm that executes and advises on IPOs, mergers and acquisitions, capital raises and restructuring assignments in a wide array of industries, geographies and transactions, for a broad client base. Boustead’s core value proposition is the ability to create opportunity through innovative solutions and tenacious execution. With experienced professionals in the United States, Boustead’s team moves quickly and provides a broad spectrum of sophisticated financial advice and services. Boustead is a majority owned subsidiary of Boustead & Company Limited, a diversified non-bank financial institution. For more information, please visit www.boustead1828.com. Forward-Looking Statements This document contains forward-looking statements. In addition, from time to time, we or our representatives may make forward-looking statements orally or in writing. We base these forward-looking statements on our expectations and projections about future events, which we derive from the information currently available to us. Such forward-looking statements relate to future events or our future performance, including: our financial performance and projections; our growth in revenue and earnings; and our business prospects and opportunities. You can identify forward-looking statements by those that are not historical in nature, particularly those that use terminology such as “may,” “should,” “expects,” “anticipates,” “contemplates,” “estimates,” “believes,” “plans,” “projected,” “predicts,” “potential,” or “hopes” or the negative of these or similar terms. In evaluating these forward-looking statements, you should consider various factors, including: our ability to change the direction of the Company; our ability to keep pace with new technology and changing market needs; and the competitive environment of our business. These and other factors may cause our actual results to differ materially from any forward-looking statement. Forward-looking statements are only predictions. The forward-looking events discussed in this document and other statements made from time to time by us or our representatives, may not occur, and actual events and results may differ materially and are subject to risks, uncertainties and assumptions about us. We are not obligated to publicly update or revise any forward-looking statement, whether as a result of uncertainties and assumptions, the forward-looking events discussed in this document and other statements made from time to time by us or our representatives might not occur.