Transactions

$3,000,000 Private Placement
Resonate Blends
Know Labs

$14,200,000 Private Placement
Chronix Biomedical

$40,000,000 Sell-Side Advisory
Particle

$1,000,000 Private Placement
Esports Technologies

$5,000,000 Private Placement
Esports Technologies

$14,400,000 IPO
Wunong Net Technology

$29,900,000 IPO
UTime Limited

$15,000,000 IPO
BlackBoxStocks

$1,400,000 PIPE
Clear Cannabis

$2,000,000 Private Placement
Moving Image Technologies

$1,000,000 Private Placement
Care Access

$3,000,000 Debt Financing
Nano-C

$2,000,000 Private Placement
Processa Pharmaceuticals

$6,900,000 PIPE
Virage Recovery Fund

$6,150,000 Equity Financing
Soliton

$6,300,000 Follow-On
Soliton

$9,500,000 Follow-On
Soliton

$10,900,000 IPO
Soliton

$550,000,000 Portfolio Investment
Know Labs

$9,800,000 PIPE
Avalon Globocare Corp

$10,600,000 IPO
China Liberal

$8,000,000 IPO
Jump World Holding

$14,000,000 IPO
Molecular Data Inc.

$61,870,000 IPO
China Xiangtai Food Co., LTD

$5,900,000 IPO
Dragon Victory International

$8,500,000 IPO
Fuqinjinrong

$11,000,000 IPO
China SXT Pharmaceuticals, INC

$10,200,000 IPO
Golden Metropolis

$10,000,000 IPO
Shengshileju

$20,000,000 IPO
ATIF

$10,400,000 IPO
Aptorum

$13,000,000 IPO
Aerkomm

$43,500,000 IPO
Trueleaf

$14,000,000 CAD
CNS Pharmaceuticals

$15,000,000 IPO
CIFS, Inc.

$20,231,460 IPO
ZK International

$2,300,000 Pre-IPO
Fuling

$20,200,000 IPO
Zhengkang

$5,500,000 IPO
Shineco

$7,700,000 IPO
Moleculin

$9,300,000 IPO
Virtua Partners

$7,500,000 Equity Financing
TecSports

$2,000,000 Equity Financing
ERP

$5,000,000 Debt Financing
Fresca's

Corporate Sale
Crowd Realty Advisors

Equity Financing
S&W Seed Company, Inc.

$15,000,000 IPO
Prince of Venice

$410,000 506-c
ZetraRX BioSciences, Inc

$2,000,000 Preferred Stock
ITech Express Inc

Acquisition Advisory
Hailiang

$20,000,000 IPO
Freeze Tag, Inc.

Special Situations
Solana Technologies

Acquisition Advisory
Mangement Energy, Inc.

Acquisition Advisory
Cinemaware Inc

$4,200,000 Convertible Preferred
Bounce Mobile System Debt

$2,600,000 Convertible Debt
POPcast Communications Corp

$14,000,000 Convertible Preferred
Monarch Staffing Inc

$2,575,000 Convertible D
Remote Dynamics, Inc

$3,000,000 Convertible Debt
STI Group Inc.

Acquisition Advisory
China ACM, Inc.

$7,000,000 Convertible
Preferred Stock
McNally Capital

$10,000,000 LP Equity Financing
DataLogic International, Inc

Corporate Sale
Strands Management Co. LLC

Acquisition Advisory
Triangle T Partners, LLC

$8,000,000 Debt Financing
United Benefits & Pension Svcs.

Corporate Sale
Pinnacle Energy Corp.

Special Situations
Sensor Medical Technologies

$2,000,000 Equity Financing
Secured Federal Funding Inc

$850,000 Convertible Debt
Growth Point Structures

Debt Financing
Integrated Resource Recovery

$5,825,000 Debt Financing
​$10,750,000 Common Stock
Management Energy, Inc.

$400,000 Common Stock
Kiva Designs

Divestiture
Freeze Tag, Inc.

Debt Restructuring