Transactions

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$3,000,000 Private Placement

Resonate Blends
Know Labs
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$14,200,000 Private Placement

Chronix Biomedical
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$40,000,000 Sell-Side Advisory

Particle
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$1,000,000 Private Placement

Esports Technologies
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$5,000,000 Private Placement

Esports Technologies
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$14,400,000 IPO

Wunong Net Technology
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$29,900,000 IPO

UTime Limited
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$15,000,000 IPO

BlackBoxStocks
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$1,400,000 PIPE

Clear Cannabis
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$2,000,000 Private Placement

Moving Image Technologies
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$1,000,000 Private Placement

Care Access 
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$3,000,000 Debt Financing

Nano-C
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$2,000,000 Private Placement

Processa Pharmaceuticals 
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$6,900,000 PIPE

Virage Recovery Fund 
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$6,150,000 Equity Financing 

Soliton 
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$6,300,000 Follow-On

Soliton 
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$9,500,000 Follow-On

Soliton
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$10,900,000 IPO

Soliton
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$550,000,000 Portfolio Investment

China Liberal
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$8,000,000 IPO

Know Labs
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$9,800,000 PIPE

Avalon Globocare Corp
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$10,600,000 IPO

China Xiangtai Food Co., LTD
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$5,900,000 IPO

Jump World Holding
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$14,000,000 IPO 

Molecular Data Inc.
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$61,870,000 IPO

China SXT Pharmaceuticals, INC
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$10,200,000 IPO

Dragon Victory International
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$8,500,000 IPO

Fuqinjinrong
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$11,000,000 IPO

ATIF
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$10,400,000 IPO

Golden Metropolis
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$10,000,000 IPO

Shengshileju
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$20,000,000 IPO 

Trueleaf
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$14,000,000 CAD

Aptorum
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$13,000,000 IPO

Aerkomm
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$43,500,000 IPO

CNS Pharmaceuticals
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$15,000,000 IPO

CIFS, Inc.
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$20,231,460 IPO

ZK International
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$2,300,000 Pre-IPO

Fuling
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$20,200,000 IPO

Zhengkang
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$5,500,000 IPO

Virtua Partners
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$7,500,000 Equity Financing

Moleculin
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$9,300,000 IPO

Shineco
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$7,700,000 IPO

TecSports
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$2,000,000 Equity Financing

ERP
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$5,000,000 Debt Financing

Fresca's
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Corporate Sale

Crowd Realty Advisors
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Equity Financing

S&W Seed Company, Inc.
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$15,000,000 IPO

Prince of Venice
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$410,000 506-c

ZetraRX BioSciences, Inc
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$2,000,000 Preferred Stock

ITech Express Inc
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Acquisition Advisory

Hailiang
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$20,000,000 IPO

Freeze Tag, Inc.
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Special Situations

Solana Technologies
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Acquisition Advisory

Mangement Energy, Inc.
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Acquisition Advisory

Cinemaware Inc
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$4,200,000 Convertible Preferred 

Bounce Mobile System Debt
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$2,600,000 Convertible Debt

POPcast Communications Corp
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$14,000,000 Convertible Preferred

Monarch Staffing Inc
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$2,575,000 Convertible D

Remote Dynamics, Inc
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$3,000,000 Convertible Debt

STI Group Inc.
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Acquisition Advisory

China ACM, Inc.
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$7,000,000 Convertible

Preferred Stock

McNally Capital
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$10,000,000 LP Equity Financing

DataLogic International, Inc
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Corporate Sale

Strands Management Co. LLC
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Acquisition Advisory

Triangle T Partners, LLC
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$8,000,000 Debt Financing

United Benefits & Pension Svcs.
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Corporate Sale

Pinnacle Energy Corp.
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Special Situations

Sensor Medical Technologies
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$2,000,000 Equity Financing

Secured Federal Funding Inc
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$850,000 Convertible Debt

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Debt Financing

Integrated Resource Recovery
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$5,825,000 Debt Financing

$10,750,000 Common Stock

Management Energy, Inc.
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$400,000 Common Stock

Kiva Designs
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Divestiture

Freeze Tag, Inc.
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Debt Restructuring